Regtech Intelligence
Methodology
Compliance Northstar delivers a sophisticated framework for banking and investment firms. Our methodology integrates real-time sanctions screening with advanced trade compliance monitoring, utilizing high-fidelity data mapping to ensure regulatory adherence in a complex global landscape. By leveraging clinical navigational intelligence, we provide a sterile, high-tech environment for risk mitigation and operational excellence.
RIA/ERA Compliance Requirements
Sanctions programmes, screening and KYC requirements tailored to Registered and Exempt Reporting Advisers.
Compliance Governance Advisory
Governance frameworks, policies and oversight structures for financial institutions.
FATCA for Foreign Financial Institutions
FATCA registration, due diligence and reporting support for foreign financial institutions.
OFAC Licensing
Preparation and submission of specific license applications and guidance on general licenses.
Trade Compliance Case Analysis
In-depth analysis of export controls and trade transactions to assess regulatory exposure.
Sanctions Regimes Advisory
Navigation of US, EU, UK and UN sanctions regimes and their impact on your operations.
Voluntary Self-Disclosures
Strategic preparation and filing of voluntary self-disclosures to regulators.
Expert Advisory
Contact us for services. Select the service you need, share a few details about your situation, and our compliance specialists will respond promptly.